After defendant Global Asylum, Inc., released its film Haunting of Winchester House (2009), plaintiff Winchester Mystery House, LLC, filed an action alleging unauthorized use of its trademarks (15 U.S.C. § 1114), unfair competition (15 U.S.C. § 1125(a)), and interference with contract and economic advantage. Defendant brought a motion for summary judgment, which the trial court granted. On appeal, plaintiff contends that the trial court improperly reached a constitutional issue because it failed to engage in the threshold inquiry as to whether plaintiff's trademarks have become an integral part of the public's vocabulary. Plaintiff also contends that even if the constitutional issue was properly reached, the trial court erred in its application of the test set forth in Rogers v. Grimaldi (2d Cir. 1989) 875 F.2d 994 (Rogers). Plaintiff further asserts that there were triable issues of material fact in connection with its causes of action for interference with contract and economic advantage. We conclude that the trial court properly granted the motion for summary judgment and affirm.
Plaintiff is a privately owned company that owns and operates the Winchester Mystery House. The Winchester Mystery House is a popular tourist attraction that consists of the Winchester mansion, surrounding gardens, a museum, a gift shop, a cafe, and a business conference center. Defendant produces and distributes films.
The Winchester Mystery House is known for the mansion built by Sarah Winchester. After Sarah and William Winchester were married, they had a daughter who died shortly after her birth. When William died in 1881, he left his wife a substantial interest in the Winchester Repeating Arms Company. It is popularly believed that a psychic medium told Sarah Winchester in 1884
John Brown and Mayme Brown later purchased the house, established a museum, and opened the grounds to guests for a fee. In 1998, the Browns' descendants formed Winchester Mystery House, LLC.
Plaintiff's brand includes the Winchester Mystery House word mark and the architectural mark that consists of the three-dimensional design of the Winchester mansion (collectively, the marks). The marks have been registered with the United States Patent and Trademark Office since February 2010. Plaintiff's marketing efforts include a billboard campaign, a Web site, advertisements on radio and in magazines, and the distribution of brochures. The Winchester Mystery House has been publicized in local, state, national, and international newspapers. It has also been publicized in documentaries and television shows.
In 2008, plaintiff entered into an agreement with Imagination Design Works, Inc. (IDW), for use of the Winchester Mystery House site as a location for the filming and production of a movie. Under this agreement, plaintiff granted IDW exclusive rights to the use of the Winchester Mystery House property and grounds as a filming location as well as rights for the use of certain Winchester Mystery House trademarks and copyrights relating to the Winchester Mystery House property and history.
In April 2009, Andrew Trapani, who produced The Haunting in Connecticut (Lionsgate 2009) and is affiliated with IDW, was asked in an interview what his future plans were. He referred to some projects and then stated: "The last one, which I really wish I could tell you the title of, but we're still dotting i's and crossing t's, is on a very well known haunted house. We're coming to terms on doing the first movie ever based on this house." He did not refer to the Winchester Mystery House by name.
On June 1, 2009, plaintiff received an e-mail from Courtney Wells, defendant's production coordinator, which requested filming location rates for use of the Winchester Mystery House property for a "low budget haunted house/ghost story movie" that was to begin production on June 13. The
On July 1, 2009, through a joint press release, plaintiff and IDW announced that a "Major Hollywood Feature-Film" on the Winchester Mystery House and produced by Trapani would begin filming by the end of the year. The press release also stated that this would be "the first film granted permission to shoot on location."
In late July 2009, plaintiff learned that defendant had posted on its Web site an announcement that it was producing a film with the title "Haunting of Winchester House." On July 31, 2009, plaintiff sent a letter to defendant regarding possible infringement of plaintiff's marks. On September 4, 2009, plaintiff sent a second letter, which stressed plaintiff's objection to defendant's use of any unauthorized footage of the Winchester Mystery House. Though plaintiff noted that it had previously granted the right to film the Winchester Mystery House to other production companies, it did not refer to its contract with IDW.
Plaintiff later obtained a DVD copy of defendant's film. The front cover of the DVD jacket features the title "HAUNTING OF WINCHESTER HOUSE," and states that it is a "A MARK ATKINS Film" and that it is "THE TERRIFYING TRUE STORY." The cover also includes a depiction of a Victorian-style structure. The back jacket cover states: "A family moves into the 160 room mansion to act as caretakers, but when a malevolent force abducts their daughter they discover why the house deserves its reputation as one of the most haunted places in America." It also states that "THE ASYLUM presents ... a MARK ATKINS film." The cover art does not contain the phrases "Winchester Mystery House" or "Winchester Mystery House, LLC." The DVD itself includes the title and the image of the Victorian-style structure.
The movie begins with a shot of the Victorian-style structure, which is not the actual Winchester Mystery House. The plot of the movie includes the ghost characters of Sarah Winchester, her adolescent daughter, and her brother who was deaf and could not speak. These characters as well as the ghosts of those killed by Winchester weapons haunt Sarah Winchester's home. The historical figure Sarah Winchester did not have an adolescent daughter or a brother who was deaf and could not speak.
On April 29, 2010, plaintiff filed a first amended complaint that alleged seven causes of action. At issue in the present appeal are the causes of action for trademark infringement, unfair competition, intentional interference with contractual relations, and interference with economic advantage and prospective economic advantage. The first cause of action for trademark infringement (15 U.S.C. § 1114) alleged that defendant's use of "Winchester House" and the images of the Victorian-style mansion in its film and in the distribution and advertising of its film caused confusion in the minds of the public, leading them to believe that plaintiff approved, sponsored, or associated itself with defendant. The second cause of action for unfair competition (15 U.S.C. § 1125) alleged that defendant intentionally and unlawfully exploited plaintiff's marks and consumer goodwill for its own benefit, and that defendant's use of the marks was likely to cause confusion as to sponsorship or approval of defendant with plaintiff. The fifth cause of action for intentional interference with contract alleged plaintiff licensed certain rights for use of the marks to IDW in 2008; defendant knew of the agreement in June 2009; and defendant intended to, and did, disrupt the performance of the agreement by its unauthorized use of "Winchester House" and the images of the mansion. The sixth cause of action for interference with economic advantage and prospective economic advantage essentially repeated the allegations in the fifth cause of action. Plaintiff sought damages and injunctive relief.
Defendant filed a motion for summary judgment or, in the alternative, summary adjudication. Defendant argued that the First Amendment provided an absolute defense to the trademark/unfair competition claims and the "[n]ominal [f]air [u]se [d]octrine" allowed defendant to identify plaintiff's marks in the context of describing the movie. Defendant also argued that there was no evidence that defendant intended to interfere with plaintiff's contract with IDW. Plaintiff responded that the First Amendment defense did not support defendant's motion and that there were disputed material facts.
After the trial court granted the motion for summary judgment, plaintiff filed a timely appeal.
A party who brings a motion for summary judgment bears the burden of persuasion that there are no triable issues of material fact and that the moving party is entitled to judgment as a matter of law. (Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826, 850 [107 Cal.Rptr.2d 841, 24 P.3d 493] (Aguilar).)
In opposing the motion for summary judgment below, plaintiff argued that defendant had failed to establish that it was entitled to judgment as a matter of law under the two-prong test of Rogers, supra, 875 F.2d 994. At that time, plaintiff also noted that the Rogers test was adopted by the Ninth Circuit in Mattel, Inc. v. MCA Records, Inc. (9th Cir. 2002) 296 F.3d 894 (MCA). Relying on MCA and its progeny, plaintiff now argues for the first time on appeal that the trial court erred by applying the Rogers test without engaging "in the necessary threshold analysis of whether [plaintiff's] marks had transcended their source-identifying purpose as trademarks and become an integral part of the public discourse, thus taking on an expressive function."
The parties have focused on the Ninth Circuit's use of the Rogers test. In MCA, supra, 296 F.3d 894, the plaintiff, the toy manufacturer that created Barbie, brought trademark claims against the music companies who produced, marketed, and sold the song "Barbie Girl." (Id. at p. 899.) In part IIIA. of the opinion, MCA observed that the "likelihood-of-confusion test, see AMF Inc. v. Sleekcraft Boats, 599 F.2d 341, 348-49 (1979), generally strikes a comfortable balance between the trademark owner's property rights and the public's expressive interests. But when a trademark owner asserts a right to control how we express ourselves — when we'd find it difficult to describe the product any other way (as in the case of aspirin), or when the mark (like
The following year, Barbie was again the topic of litigation in Mattel, Inc. v. Walking Mountain Productions (9th Cir. 2003) 353 F.3d 792 (Walking Mountain). In that case, the plaintiff brought a trademark infringement claim against a photographer who produced and sold photographs of a nude Barbie in various positions with vintage household appliances. (Id. at p. 796.) Relying on MCA, Walking Mountain states that "[w]here a mark assumes such cultural significance, First Amendment protections come into play" and then concludes: "As we determined in MCA, Mattel's `Barbie' mark has taken on such a role in our culture." (Id. at p. 807.) After applying the Rogers test, Walking Mountain found no trademark infringement. (Ibid.)
More recently, Rebelution, LLC v. Perez (N.D.Cal. 2010) 732 F.Supp.2d 883 (Rebelution) considered application of the Rogers test. In that case, the plaintiff, a reggae band, brought a trademark action against various defendants, including the musician Pitbull, who used the word rebelution in the title of one of his albums. (Id. at pp. 885-886.) Relying on MCA and Walking Mountain, the court stated: "The Ninth Circuit has adopted the Rogers test, however, it has placed an important limitation upon its application: plaintiff's mark must be of such cultural significance that it has become an integral part of the public's vocabulary." (Id. at p. 887.) Thus, Rebelution concluded that the Rogers test did not apply and that the defendants could not prevail under the likelihood of confusion test. (Id. at pp. 888, 890-899.)
Plaintiff argues that its marks have not become "cultural icons or terms of cultural significance" or "integral to the public discourse," and they continue to function as source identifiers for the goods and services that it offers, and thus no First Amendment rights are implicated. Therefore, plaintiff urges this court to apply the "likelihood of confusion" test.
However, relying on Parks v. LaFace Records (6th Cir. 2003) 329 F.3d 437, plaintiff argues that the present case fails to satisfy the "artistic relevance" prong of the Rogers test as a matter of law. In Parks, the civil rights icon Rosa Parks brought an action under the Lanham Act against, among others, the musical duo Outkast and their record producer for using her name in the title of a song. (329 F.3d at p. 441.) Though the lyrics of the song did not contain any reference to Rosa Parks or her persona, the hook or chorus contained the phrase "move to the back of the bus." (Id. at pp. 442-443.) The defendants argued that "the historical association between Rosa Parks and the phrase `move to the back of the bus' is beyond dispute and that Parks' argument that the song is not `about' her in a biographical sense is simply irrelevant." (Id. at p. 452.) The Sixth Circuit observed that the phrase, when considered with the song's other lyrics, had "absolutely nothing to do with Rosa Parks." (Ibid.) One of the defendants supported this interpretation by admitting: "`We (Outkast) never intended for the song to be about Rosa Parks or the civil rights movement. It was just symbolic, meaning that we comin' back out, so all you other MCs move to the back of the bus.'" (Ibid.) Since the lyrics were not about Rosa Parks and the defendants never intended them to be about Rosa Parks, the Sixth Circuit concluded that there was a triable issue of material fact as to whether "the use of Rosa Parks' name as a title to the song and on the cover of the album [was] artistically related to the content of the song or whether the use of the name Rosa Parks [was] nothing more than a misleading advertisement for the sale of the song." (Id. at p. 458.) In contrast to Parks, here, both the title "Haunting of Winchester House" and the Victorian-style mansion are related to the content of the film.
Plaintiff contends that the evidence in the case before us was uncontroverted that defendant decided to use plaintiff's marks in the title and in packaging its film as "merely a crass marketing tool, not an artistic decision based upon the subject matter" of the film. To support this claim, plaintiff relies on the deposition testimony of Paul Bales, defendant's officer and director, who was asked: "[Y]ou could have told the story without relating it to The Winchester House, couldn't you?" He responded, "We could have, but as I indicated in the beginning, we found that a true story increases interest ... in the film ...." However, this evidence does not create a triable issue of material fact as to whether the choice of the title and the packaging of the film had some artistic relevance to the film. As Rogers recognized, "[t]he artistic and commercial elements of titles are inextricably intertwined." (Rogers, supra, 875 F.2d at p. 998.) That defendant based its film on a true story to generate interest does not mean that the title and the cover of the DVD were not artistically relevant to the underlying film.
Plaintiff's reliance on American Dairy Queen Corp. v. New Line Productions (D.Minn. 1998) 35 F.Supp.2d 727 (Dairy Queen) is similarly misplaced. In Dairy Queen, the plaintiff was the owner of "several thousand family-oriented retail outlets, selling frozen dairy treats and other food." (Id. at p. 729.) The plaintiff sought an injunction barring the defendant filmmaker from using the title "`Dairy Queens'" in its film, claiming trademark infringement. (Id. at p. 728.) The film satirized "beauty contests in rural Minnesota" and "portray[ed] these contests as filled with backbiting and jealousy, and suggest[ed] the participants tend to suffer from eating disorders." (Id. at pp. 728-729.) The film did not refer to the plaintiff's restaurants or frozen dairy treats. (Id. at p. 729.) Dairy Queen applied the alternative avenues test and concluded that there was no violation of First Amendment interests because there were alternative ways of expressing the defendant's ideas. (35 F.Supp.2d at p. 734.) Dairy Queen also distinguished Rogers, supra, 875 F.2d 994, noting that the defendant denied any reference to the plaintiff's restaurants or products in its use of the title "`Dairy Queens.'" (Dairy Queen, at p. 734.) In contrast to Dairy Queen, here the title and the image of the Victorian-style mansion refer to Sarah Winchester's house, which is currently owned by plaintiff.
Accordingly, we reject plaintiff's arguments and conclude that defendant has satisfied the first prong of the Rogers test.
Plaintiff next contends that "it is unclear whether California courts would adopt Rogers as the appropriate framework for assessing a First Amendment defense to any type of claim, including trademark infringement and unfair competition." The cases upon which it relies are distinguishable from the present case. In No Doubt v. Activision Publishing, Inc. (2011) 192 Cal.App.4th 1018 [122 Cal.Rptr.3d 397] (No Doubt), one of the issues was whether the defendant had misappropriated the images of the band No Doubt in its video game. No Doubt declined to adopt the Rogers test, noting that "[a]lthough the `explicitly misleading' requirement of the Rogers test makes obvious sense when the title of an artistic work is at issue, and thus conventional `speech' is involved, we question whether it should apply when the actionable wrong is the misappropriation of a celebrity's likeness in a video game." (Id. at p. 1039, fn. 8.) In contrast to No Doubt, conventional speech is involved in the present case.
Plaintiff's reliance on Allied Artists Pictures Corp. v. Friedman (1977) 68 Cal.App.3d 127 [137 Cal.Rptr. 94] and Metro-Goldwyn-Mayer, Inc. v. Lee (1963) 212 Cal.App.2d 23 [27 Cal.Rptr. 833] is also misplaced. First, these cases were decided prior to Rogers. Second, the Rogers test would not have applied because both cases involved "misleading titles that are confusingly similar to other titles." (Rogers, supra, 875 F.2d at p. 999, fn. 5.)
Relying on Twin Peaks v. Publications Internat. (2d Cir. 1993) 996 F.2d 1366, 1379-1380 (Twin Peaks), plaintiff also argues that the trial court erred
To support its position that the parties use the same marketing channels, plaintiff relies on the following facts in its separate statement: plaintiff's marketing efforts include "an extensive billboard campaign, a new interactive website, advertisements on radio and in magazines, and widespread distribution of brochures"; the "Winchester Mystery House has been publicized in local, statewide, national, and international newspapers, on local radio, in documentaries and television shows in at least seven countries, and in several magazines"; defendant announced it was producing "Haunting of Winchester House" on its Web site; and "[c]omments posted on retail websites demonstrate that confusion about sponsorship, or an endorsement or affiliation between [plaintiff] and the Movie has actually occurred." Plaintiff has also pointed out in its reply brief that it marketed and distributed its goods and services under its marks on the Internet and defendant marketed and distributed its film on several Web sites on the Internet. However, this record does not allow us to determine the extent of the parties' marketing and advertising on the Internet, that is, whether "`both parties use the Web as a substantial marketing and advertising channel ... and whether the parties' marketing channels overlap in any other way.'" (Rebelution, supra, 732 F.Supp.2d at p. 896.) Since application of the likelihood of confusion test would require this court to consider new factual questions and plaintiff failed to raise this issue before the trial court, the issue has been forfeited.
Thus, we conclude that the trial court properly granted summary adjudication as to the trademark and unfair competition causes of action.
In order to state a cause of action for intentional interference with contract, a plaintiff must show: "(1) a valid contract between plaintiff and a third party; (2) defendant's knowledge of this contract; (3) defendant's intentional acts designed to induce a breach or disruption of the contractual relationship; (4) actual breach or disruption of the contractual relationship; and (5) resulting damage." (Pacific Gas & Electric Co. v. Bear Stearns & Co. (1990) 50 Cal.3d 1118, 1126 [270 Cal.Rptr. 1, 791 P.2d 587]; see Mintz v. Blue Cross of California (2009) 172 Cal.App.4th 1594, 1603 [92 Cal.Rptr.3d 422].)
Here, plaintiff submitted evidence of its contract with IDW, thereby satisfying the first element of these causes of action. Relying on its correspondence to defendant, plaintiff next argues that it produced sufficient evidence to give rise to a triable issue of fact as to defendant's knowledge of plaintiff's contract with IDW and defendant's intentional acts to disrupt the contractual relationship or plaintiff's economic relationship with IDW. We disagree.
In response to defendant's request to film at plaintiff's location, plaintiff sent an e-mail on June 2, 2009, stating: "Thank you for your interest in the
Plaintiff also relies on its cease-and-desist letters, claiming that defendant made its decision to proceed with the distribution of its film "knowing that its actions were substantially certain to disrupt [plaintiff's] commercial relationship with IDW ...." On July 31, 2009, plaintiff sent a letter to defendant stating that its use of "Winchester House" in the title and the images of a Victorian structure infringed upon "marks held and used by Winchester LLC in connection with goods and services related to movies, videos, and the production of movies and videos featuring the Winchester Mystery House history and grounds." Plaintiff did not mention either a contract with a third party or identify an economic or prospective economic relationship between plaintiff and a third party. On September 4, 2009, plaintiff sent a second letter, stating that it objected to any unauthorized use of images or footage of the Winchester Mystery House in defendant's film. Plaintiff also stated: "Winchester has previously granted filming rights of the Winchester Mystery House property to other production companies. Unlike [defendant], other movie, television, and video production companies have recognized and respected the rights of Winchester to regulate the filming of images of the Winchester Mystery House property as necessary for the protection of a proprietary and valuable business asset. [¶] Please confirm that the Movie will not contain any film or video footage of the Winchester Mystery House. If filmed scenes of the Winchester Mystery House or its grounds are included in the Movie, please provide me with information on how such footage was obtained in order to confirm its authorized or exempt source." This letter focused on plaintiff's concern that defendant not use any actual footage of plaintiff's property in the film. Since the cease-and-desist letters did not refer to any contractual or other economic relationship between plaintiff and any third party, this evidence does not establish either the knowledge or intent elements of the interference claims, that is, that defendant was aware of plaintiff's commercial relationships with either IDW or any other third party and that distribution of its film would disrupt these relationships. Thus, the trial court properly granted summary adjudication as to the interference
The judgment is affirmed.
Premo, Acting P. J., and Elia, J., concurred.